This program provides individuals and mortgage lenders the required education which fulfills their responsibilities to actively manage an Anti-Money Laundering (AML) Program as required by the Bank Secrecy Act (BSA) and its implementing regulations and FINRA Rule 3310 (AML Compliance Program).
It is designed and managed by a Certified Public Accountant and NMLS Approved Provider License 1405047
The education requirements of the Bank Secrecy Act is detailed out in the law.
This program provides the training on the baseline AML template recommended by FINRA as best applied to small firms operating as a mortgage lender or broker.
It also provides independent completion certificate verification.
This program validates that you have been trained as required by law.
We use pre-recorded, NMLS approved, CE content for our training. This provides additional assurance that the education is strictly the content without any commercial sponsorship.
This program provides you, the individual licensee, with knowledge that you have met your requirement for AML education.
The Course fee pays for this course only to meet the annual requirement.
The BSA-AML course was last updated in March 2024.
