Anti-Money Laundering Education Program
This program provides individuals and mortgage lenders the required education which fulfills their responsibilities to actively manage an Anti-Money Laundering (AML) Program as required by the Bank Secrecy Act (BSA) and its implementing regulations and FINRA Rule 3310 (AML Compliance Program). It is designed and managed by a Certified Public Accountant and NMLS License #81076 and Company NMLS License #7488. Approved Provider License 1405047 Following this template does not guarantee compliance with AML Program requirements …
Overview
This program provides individuals and mortgage lenders the required education which fulfills their responsibilities to actively manage an Anti-Money Laundering (AML) Program as required by the Bank Secrecy Act (BSA) and its implementing regulations and FINRA Rule 3310 (AML Compliance Program).
It is designed and managed by a Certified Public Accountant and NMLS License #81076 and Company NMLS License #7488. Approved Provider License 1405047
Following this template does not guarantee compliance with AML Program requirements or provide a safe harbor from regulatory responsibility. There is no exemption from the AML rules for small loan originators.
The education requirements of the Bank Secrecy Act is detailed out in the law.
This program provides the training on the baseline AML template recommended by FINRA as best applied to small firms operating as a mortgage lender or broker.
It also provides an automatic annual renewal process and independent completion certificate verification.
This program validates that you have been trained as required by law.
We use pre-recorded, NMLS approved, CE content for our training. This provides additional assurance that the education is strictly the content without any commercial sponsorship.
This program provide you, the individual licensee, with knowledge that you have met your requirement for AML education.
The Course fee pays for this course and future Annual updates until the BSA-AML course is revised.
The BSA-AML course was last updated in November 2023.
Curriculum
Instructor
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Course Features
- Lectures 2
- Quizzes 3
- Duration 1 hours
- Skill level All levels
- Language English
- Students 50
- Assessments Yes