Anti-Money Laundering Education Program
This program provides individuals and mortgage lenders the required education which fulfills their responsibilities to actively manage an Anti-Money Laundering (AML) Program as required by the Bank Secrecy Act (BSA) and its implementing regulations and FINRA Rule 3310 (AML Compliance Program).
It is designed and managed by a Certified Public Accountant and NMLS License #81076 and Company NMLS License #7488. Approved Provider License 1405047
Following this template does not guarantee compliance with AML Program requirements or provide a safe harbor from regulatory responsibility. There is no exemption from the AML rules for small loan originators.
The education requirements of the Bank Secrecy Act is detailed out in the law.
This program provides the training on the baseline AML template recommended by FINRA as best applied to small firms operating as a mortgage lender or broker.
It also provides an automatic annual renewal process and independent completion certificate verification.
This program validates that you have been trained as required by law.
We use pre-recorded, NMLS approved, CE content for our training. This provides additional assurance that the education is strictly the content without any commercial sponsorship.
This program provide you, the individual licensee, with knowledge that you have met your requirement for AML education.
Part of the training includes receiving a copy of the Baseline Updated Small Firm Template for AML programs as published by FINRA. Just in case your company doesn’t have it.
- Lectures 1
- Quizzes 2
- Duration 1.5 hours
- Skill level All levels
- Language English
- Students 50
- Certificate Yes
- Assessments Yes
This program covers one individual for one year and provides a one hour video class and and annual checklist to verify your compliance with the education requirement of the law.
BSA/AML Video Training
Interactive Video Class with timed quizzes and final exam. *NMLS Approved CE Content
Anti-Money Laundering Policy and Procedures
Upload your Anti-money laundering Policy and Procedures or use Our Template customized for you.
Annual Compliance Certification
Attest to taking AML training and are updated and aware of your responsibilities under the current law.
Please tell us how we are doing.